Institutional Base:
I am a Ph.D. Candidate at the
Development Studies Institute (DESTIN) and a research associate at the
Crisis States Research Centre (CSRC), both based at the
London School of
Economics and Political Science (LSE).
In my efforts of
undertaking research I am being supervised by
Prof. Dr. James Putzel
(Director of the CSRC and Professor at DESTIN, LSE, United Kingdom) as
well as
Prof. Dr. Tobias Debiel (Director of the
Institute for
Development and Peace (INEF) and
Managing Director of the Institute of Political
Science at the University of Duisburg-Essen, Germany).
For my research, I am
funded by the
Cusanuswerk as well as the
German
National Academic Foundation. For their continuous support I
am extremely grateful, as I am for the support of otther institutions.
PhD Working Title: Warfare,
Administration and State Fragility in Somalia & Somaliland
Abstract
'State fragility', and its implications for national development and
international security, has taken centre stage among today's most
pressing global public policy challenges. Whereas policy makers are
primarily concerned with questions of how to respond to the challenges
arising in and from these 'fragile states', the scholarly community has
revived a long-standing conundrum: what is the function of warfare in
the process of state formation and does the historic proposition that
'war makes states and states make war' still hold in the context of
contemporary developing countries?
Besides developing an original theoretical
framework to analytically grasp variations of state trajectories over
space and time, the research project empirically explores the diverse
developments in Somalia and Somaliland in detail. Thereby, the
overarching research objective is not only to contribute to an improved
understanding of the question under what conditions war can be
constitutive of state making today, but also to explain
why
and how Somaliland has managed to establish structures of
governance, while south-central Somalia is still haunted by conflict and
instability.
Conceptually, the project is located at the intersection of
political-economy and historical and institutional approaches to state
making, and undertakes qualitative research framed as a structured,
focused comparison of a controllable number of case studies.
Some
Theoretical Considerations
Having taken off from the proposition that state making was a function
of warfare, my doctoral research project re-unites the largely
unconnected strands of state-building and nation-building. Against this
backdrop, I suggest conceptualizing the overall process of state making
as a process of increasing institutional and socio-cognitive
standardization. Institutional standardization underlies
state-building and is understood as a process whereby a single set of
'rules of the game' gains dominance within a given territory – a
condition in which all major role relationships are regularized by a
preponderant organization. Similarly, socio-cognitive
standardization underlies nation-building and is defined as a
process whereby one common set of 'rules of the mind' – i.e.
socio-cognitive elements such as language or mental maps – becomes
dominant within a given society. Based on such theoretical
considerations I modify certain claims made by 'bellicose historians'.
While challenging those advocating that civil conflict was a 'daemon of
decay', the project similarly distances itself from those propagating it
to be an 'angel of order'. Rather, I aim at disaggregating the 'black
box' of war(fare), arguing that it were particular aspects of
conflict that may have fostered and catalysed processes of state making.
Yet, the theoretical argument expands well beyond the incidence of war.
While the establishment of a 'monopoly over the legitimate use of force'
and the extraction of resources from the territory and population under
control are central preoccupations in the process of state making, I
postulate that their central importance for state making largely hinges
on their ability to enhance levels of institutional and socio-cognitive
standardization. Equally, the research project focuses on central state
administration, media and communication, as well as other indicators to
assess the varying degrees of institutional and socio-cognitive
standardization and their implications for state (un)making.
Some
Empirical Findings
Scrutinizing numerous of the prevailing narratives of Somaliland, which
propose that the self-styled republic constituted a 'unique case' and
'success story' of 'autonomous recovery', in which 'traditional' and
'modern' forms of governance have complemented each other in a
'peaceful' and 'bottom-up' manner to form a 'hybrid political order' and
'vivid democracy', I provide an alternative reading of its state making
trajectory.
First, my research finds that warfare has been a central component of
Somaliland's state trajectory, and that it was a divergent bellicose
history of north-west and south-central Somalia that partly explains
their different outcomes regarding state development. While showing that
the civil war against Siyad Barre carried elements constitutive of state
making for Somaliland, I also suggest that the civil wars that occurred
within the Somaliland territory during the mid-1990s contributed to,
rather than deviated from, state making. In fact, the civil wars
importantly contributed to laying the basis for institutional and
socio-cognitive standardization in subsequent years.
Second, and in light of the above, empirical findings lead me to argue
that the Somaliland state was built less by the 'grassroots' in a
'bottom-up' process, but rather featured an elitist, 'top-down'
approach, which was largely characterized by shrewd and authoritarian
politics. Furthermore, the thesis provides evidence for the proposition
that both processes of democratization and decentralization not only
took place prematurely in Somaliland, but even endangered and retarded
the overall state making process.
Third, I contest the allegations that Somaliland pulled itself up on its
own bootstraps in the absence of any meaningful international support,
and that the revenue generation system it established fostered
accountable structures of governance. For one, even though Somaliland
has received below average international aid on a per capita basis, the
polity has seen significant international support (e.g. in the sphere of
security governance) without which it would have hardly been able to
observe the same successes regarding state making. For another, the
resource mobilization system established by successive governments saw
state reliance on customs, rather than domestic taxation, for over 85
per cent of its revenue, defying the argument that the state's ability
to mobilize its own resources has come in tandem with increased
political accountability.
For the full, yet somewhat outdated version of my
research proposal
(version of 2008), please click
here.
Current research interests concentrate on the following:
-
state formation, state fragility and resilience, and state failure
-
war and warfare, civil conflict and post-conflict reconstruction
-
state building,
administrative reform, bureaucratisation and taxation
-
nation building &
nationalism
-
the international aid regime, donor assistance in post-war societies
-
my regional
insterest is on Sub-Saharan
Africa, with changing sub-regional interests over the past years.
Currently, the regional focus lies on the Horn of Africa, with a
particular interest in Somaliland, as well as Somalia, Eritrea and
(South) Sudan.
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